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Tag Archives: West Palm Beach SEC Whistleblower Attorneys

Whistleblower5

Potentially Fraudulent Activity Tied to Initial Coin Offerings (ICOs)

By Rabin Kammerer Johnson |

Earlier this year, the Securities and Exchange Commission (SEC) charged two individuals who profited from the illegal stock sales of a business that claimed to have a related blockchain business. Blockchain business investments and initial coin offerings can be risky, so much so that the SEC has issued multiple investor bulletins in the past… Read More »

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Legal5

SEC Issues First Whistleblower Award of $2.2 Million Under Safe Harbor Rule

By Rabin Kammerer Johnson |

The Securities and Exchange Commission, or SEC, announced in April that it issued an award of $2.2 million to a whistleblower for the first time under what’s known as the ‘safe harbor’ rule. The whistleblower’s tip to one federal agency resulted in an SEC enforcement action. The whistleblower reported information to a federal agency… Read More »

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