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Category Archives: Arbitration

Legal7

Protecting Yourself from Unregistered Security Entities

By Rabin Kammerer Johnson |

As an investor, it’s important to protect yourself against investment scams and unregistered securities. At Rabin Kammerer Johnson, , we have experience in representing investors and other members of the public against securities brokerage firms, broker-dealers, and registered investment advisors  which have mismanaged investor funds. If you are investing on your own, you also… Read More »

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Invest3

What to Know about Investing in Municipal Bonds

By Rabin Kammerer Johnson |

If you’re considering different investment options, municipal bonds may be a viable option. Municipal bonds can be worthwhile if you’re looking for tax-free income streams while preserving capital. What are Municipal Bonds? Often called “munis” for short, municipal bonds are issued by various government entities and U.S. territories. There are two varieties of municipal… Read More »

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SecFraud

Blue Sky Laws and Financial Securities Fraud

By Rabin Kammerer Johnson |

The term “Blue Sky Laws” are state regulations that are designed to protect potential investors against securities fraud. They require sellers of new issues to register the offerings, along with providing applicable financial data, unless there is some sort of exemption. This helps give investors more peace of mind when it comes to investing… Read More »

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Business2

Unique Problems for Publicly Held Corporations

By Rabin Kammerer Johnson |

Publicly held corporations have a unique set of challenges compared to those that closely held corporations have to manage. While the stock is transferable, it’s also subject to strict, complex securities regulation. Their larger size also places public corporations high on the radar for more rigorous scrutiny by administrative agencies in areas like antitrust,… Read More »

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Can Attorney’s Fees Be Awarded in Securities Arbitrations?

By Rabin Kammerer Johnson |

In 2013, the Florida Legislature adopted the Revised Florida Arbitration Act (the “Revised Act”). One of the major changes in the Revised Act is the amendment to section 682.11, which, for the first time, gives arbitrators the authority to award attorneys’ fees. The relevant language in section 682.11(2) provides that an “arbitrator may award… Read More »

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